TISA - Tax Incentivised Savings Association - Other Event

MiFID II 1 year on

MiFID II 1 year on

Thursday 7th February 2019

Dentons, One Fleet Place, London EC4M 7RA

Why you should attend
After years of preparation MiFID II went live on 3rd January 2018. As we head towards the first full year of reporting, this all-day seminar will take stock and focus on tackling pressing issues and planning for the rest of 2019.

At last years sold-out seminar we were still focussed on understanding and interpreting the rules and navigating a path to implementation. A year on we will focus on:

  • Regulatory Update
  • The outstanding challenges faced by the industry in ensuring compliance with both the spirit and letter of MiFID II;
  • The impact it is having already across the value chain and how we expect this to develop over time;
  • Legal and regulatory updates;
  • EMT am update from EWG;
  • EFT - what is this and what do I do with it, a view from a distributor and a manufacturer;
  • ESG;
  • Product Governance - what process should firms have in place.
  • Panel sessions Ask the experts and Costs & Charges - tackling ex ante, ex post and cumulative effect'

Speakers & Seminar Programme Confirmed to date:

  • Stephen Hanks, Head of Market Policy, FCA 'Regulatory Update'
  • Michael Wainwright, Partner, Dentons 'Legal Update'
  • Helena Ferreira, Product Development Manager Janus Henderson and Graeme Devlin, Dalmore FS Ltd 'EFT - what is this and what do I do with it, a view from a distributor and a manufacturer'
  • Imogen Garner, Partner, Norton Rose Fulbright 'The outstanding challenges faced by the industry in ensuring compliance with both the spirit and letter of MiFID I'
  • Ghislain Perisse, Head of Insurance Strategy, Schroders 'ESG'

The seminar includes 2 panel sessions:

1. Costs & Charges Rabiya Qaader, Director, Wealth and Asset Management Advisory, EY; Mark Sherwin, Senior Advisor, Financial Reporting, The Investment Association; Christine Brentani, Senior Regulatory Intelligence Expert, Thomson Reuters; Jeffrey Mushens, Technical Policy Director, TISA

2. Ask the Experts Michael Wainwright, Partner, Dentons; Mahrie Webb, Partner, Simmons & Simmons; Mark Sherwin, Senior Advisor, Financial Reporting, The Investment Association; Steve Bennett, Co-founder, Distributor Due Diligence Ltd

Attendees are invited to submit their questions in advance, to the panel, for discussion at the seminar - questions can be submitted in advance by completing the Q&A box while booking.

Registration takes place at 09:00, the seminar will commence at 09:30 and conclude at 16:30

Costs
Members: 449
Non-members: 699

Available Dates
Location Title Dates  
Dentons, One Fleet Place, London EC4M 7RA MiFID II 1 year on 7th February 2019 Book Now