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SM&CR Workshop - Practical Implementation of the Senior Managers Regime

SM&CR Workshop - Practical Implementation of the Senior Managers Regime

13th February 2019 Duff & Phelps Ltd, The Shard, 32 London Bridge Street, London SE1 9SG

This workshop will explore the practical implications of the Senior Managers Regime with the following experienced speakers from Duff & Phelps sharing their knowledge and expertise in this area:

Mark Turner (Managing Director, Regulatory Consulting)
Jane Stoakes (Director)
Heidi Dainton (Director)
Tammy Li (Director)

The session will cover the following key areas with the opportunity to ask questions and discuss relevant issues:

Implementation Ground Rules
  Setting the approach and principles for implementation, raising awareness, establishing the implementation team

Agreeing Senior Manager Accountabilities
   Identifying Senior Managers, engaging with them, identifying and resolving issues and ambiguities

Preparing SMCR documentation
   Statements of Responsibilities, Responsibilities Maps, role profiles, SMCR policies and procedures

Governance Considerations
   Testing whether existing arrangements will work under SMCR (including within groups), supporting Senior Manager accountability, reasonable steps planning

This 2 hour session will run 9-11am with registration and refreshments from 8.30am.

Please bring photo ID and allow 20 minutes additional time to clear building security.

Costs:
Members: 150
Non-members: 300
Available Dates
Location Title Dates  
Duff & Phelps Ltd, The Shard, 32 London Bridge Street, London SE1 9SG SM&CR Workshop - Practical Implementation of the Senior Managers Regime 13th February 2019 Book Now