SUPER EARLY BOOKING OFFER
Book by 28 February 2021 using coupon code CASS50SPRING to save £50.
(TIP: click “Confirm booking and view in basket” to apply the code)
ABOUT THIS ONLINE EVENT
In its Dear CEO letter to firms holding client assets the FCA emphasised the importance of firms’ responsibility in making thorough arrangements to better protect their clients’ assets, especially during the COVID-19 pandemic.
Join us at this virtual forum to hear from leading industry practitioners and financial services auditors from across the industry about the latest regulatory developments and key CASS compliance requirements, including governance and oversight, oversight of third parties and outsourcing arrangement, appointed representatives, third party brokers and how to effectively maintain a CASS RP.