Duration: 3 hours
Timezone: BST
Timings: 13.30-16.30
The online course will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates, based on our knowledge of the latest themes and best practice. The agenda will include:
- Regulatory background and the applicable rules
- Requirements for Client Money Segregation
- Recordkeeping requirements and expectations
- Internal and external client money reconciliations
- Funding and Timings
- Governance and Oversight
The workshop will be suitable for those with previous training and/or experience in this area, who wish to refresh their knowledge and to prove their fulfilment of continuing training expectations. Types of business covered will include those within scope of CASS 7, including fund managers, wealth managers and platforms.
