ABOUT THIS VIRTUAL EVENT
Duration: 2 hours
Timings: 09.00-11.00 (online)
Advice firms are required to disclose all costs and associated charges to their clients before providing relevant services as stipulated by the MiFID II costs and charges disclosure rules. It is imperative that these rules are interpreted consistently in order to ensure regulatory compliance. Join us at this virtual briefing session which will provide insight into good practice and practical issues that firms face when implementing both ex ante and ex post costs & charges reporting.
Attendees will understand the regulatory backdrop, and how the implementation affects their firms, advisers and customers.
- Background to MiFID II Costs & Charges requirements. What is required and by when
- What do the rules say – The Directive, the Delegated Regulation and PROD
- The role of the EMT, and common questions
- The challenges of ex ante – when, how, what?
- The challenges of ex post – when, how, what, leavers
- Best practice guidance, based on the TISA Good Practice Guide