ABOUT THIS ONLINE EVENT
Achieving clarity in Costs & Charges disclosure remains a complicated process. Firms are required to interpret the rules consistently for regulatory compliance. This virtual briefing session will provide insight into good practice and practical issues that firms face when implementing both ex ante and ex post costs & charges reporting. Attendees will understand the regulatory backdrop, and how the implementation affects their firms, advisers and customers.
The virtual event will provide further insight into:
- Background to MiFID II Costs & Charges requirements. What is required and by when
- What do the rules say – The Directive, the Delegated Regulation and PROD
- The role of the EMT, and common questions
- The challenges of ex ante – when, how, what?
- The challenges of ex post – when, how, what, leavers
- Best practice guidance, based on the TISA Good Practice Guide
- The future of the disclosure regime