Duration: 3.5 hours
Timings: 9.30-13.00 (a break will be provided)

The FCA is using its investigative powers with greater frequency than ever and continuing to pursue “credible deterrence”. What would happen in the event of a raid or investigation? What strategies can we use to manage the situation? What does this tell us about what we can do to be prepared? Navigating through an anonymised real case, this course takes a practical view, emphasising the issues affecting compliance professionals.