Duration: 4 hours
Timings: 9.30-13.30 (a break will be provided)
The FCA has an extremely expansive remit, encompassing criminal prosecution, operating a civil law regime (the Rules) the conduct supervision of 56,000 firms and the prudential supervision of those not overseen by the PRA. It also has extensive powers outside the powers given it by the Act. This online workshop intends to put the FCA and its supervision in the broader context of regulation and to give delegates a grounding in the key underpinnings and themes of FCA regulation which can act as a springboard for further learning.