Market Abuse Briefing

Wednesday 13th November, 2019

Duff & Phelps Ltd, The Shard, 32 London Bridge Street, London , SE1 9SG

Attendee Fees: Non-members: £300 (VAT Exempt), Members: £150 (VAT Exempt)

Time: 09:00 - 11:00

Duration: 2 hours

This event has passed.

This briefing will explore the Recent developments in market abuse detection and practical solutions for building an effective market abuse framework with our experienced speaker, Florian Nitschke (Vice President) from Duff & Phelps, sharing his knowledge in this area.

Please bring photo ID and allow 20 minutes additional time to clear building security. Registration and refreshments from 8.40am.

Workshop details

Overview

This session will cover:

• Overview of the Market Abuse Regulation 2016
• Current focus of the regulator
• FCA outcomes over the past 10 years
• Developing a robust market abuse framework
• How to set up an effective surveillance programme

Trainer

Florian Nitschke (Vice President)

Florian is a Vice President in the Regulatory Consulting team and has more than 11 years of experience working in regulatory and compliance roles within financial services. Florian spent 5 years as a Senior Associate at the FCA in various roles within the Markets Division. At Duff & Phelps, Florian is a senior member of the team focusing on Market Abuse and Market Conduct and corresponding systems and controls. He has worked closely with a broad variety of financial services firms, including Recognised Investment Exchanges, banks and investment firms as well as buy-side institutions on identifying and mitigating the market abuse risks they face. Florian also has substantial experience in carrying out regulatory reviews (S166) and preparing clients for regulatory visits and deep-dives.

Venue and host

This event is kindly hosted by Duff & Phelps Ltd at The Shard, 32 London Bridge Street.