SFTR Reporting 101 – Part One

Tim Hartley will be leading this briefing.

Tim is a specialist in EMIR and SFTR regulatory reporting, providing advice to a broad range of firms including hedge funds, investment banks, asset managers, brokers and non-financial firms to enable them to meet trade reporting and regulatory requirements, implement fit-for-purpose and best practice approaches, as well as avoid regulatory scrutiny and enforcement action. He also runs a series of regulatory reporting training courses on behalf of a UK based trade repository and various trade associations.

Duff & Phelps is the global advisor that protects, restores and maximizes value for clients in the areas of regulatory issues, valuation, corporate finance, disputes and investigations, cyber security and claims administration. The Markets Team within the Compliance and Regulatory Consulting practice is renowned for their expertise on markets regulation including MiFIR, EMIR, SFTR, trade and transaction reporting, and market abuse. Consisting of former regulators (including the FCA), industry practitioners and professional advisers, the team provides a broad spectrum of services to assist firms address their challenges, ranging from assessments of compliance arrangements, Skilled Person Reports and remediation support, to bespoke technical advice and training.