ABOUT THIS ONLINE EVENT
With the commencement of the Senior Managers and Certification Regime (SM&CR) last December for FCA solo regulated firms, businesses are expected to have put in place essential arrangements in order to be compliant with the new regime which aims to reduce harm to consumers and strengthen market integrity. This Forum will be a timely platform for firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator.
ATTENDING THIS ONLINE EVENT WILL PROVIDE YOU WITH INSIGHT INTO:
- Post-implementation challenges of the SM&CR
- How SM&CR can serve as a catalyst for culture transformation in firms
- Best practices from the industry and where resources should be focused in order to remain compliant with the new regime.
This event is sponsored by Worksmart