ABOUT THIS ONLINE EVENT 

With the commencement of the Senior Managers and Certification Regime (SM&CR) in December 2019 for FCA solo regulated firms, businesses are expected to have put in place essential arrangements in order to be compliant with the new regime. As a result of the COVID-19 pandemic, the FCA announced that the deadline for solo-regulated firms to undertake the first assessment of the fitness and propriety of their certified persons under the SM&CR has been delayed until 31st March 2021. This online forum will be a timely platform for firms to hear about industry best practice on how to overcome some of the remaining challenges in order to be able to implement all outstanding elements of the regime.

 

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