The Financial Crime Working Group will address the challenges faced by firms in administering measures to counter money laundering, terrorist financing, sanctions and other relevant anti-financial crime legislation.
Graham Bateman, Regulation Executive leads on this work at TISA.
Areas of focus
Formulate, and pursue, TISA initiatives related to financial crime designed to facilitate beneficial change or to share best practice.
Provide a meeting point where best operating and technical practice can be shared, and common challenges debated.
Firms who are members of/participating
Chair: Adrian Barnett, EY
Deputy: Ciaran Askin, Invesco Perpetual
A J Bell Securities Limited Aegon UK Plc BNY Mellon Brewin Dolphin Ltd Brooks Macdonald AM Ltd Close Brothers Asset Management Experian Fidelity Worldwide Investments FNZ Folk2Folk Hargreaves Lansdown Invesco Perpetual KPMG Legal & General IM Limited LexisNexis Risk Solutions M & G Investments Multrees Investor Services
Nationwide Building Society Northern Trust Old Mutual Wealth Orbis Investments (U.K.) Limited Parmenion Capital Partners LLP Progressive Building Society Quilter Rathbone Bros Plc SS&C DST Sanlam Financial Services UK Ltd Santander UK Plc Saxo Capital Markets UK Limited Speirs & Jeffrey Ltd The Share Centre Ltd Thesis Asset Management Vanguard Asset Management Limited Zurich UK Life
If you are a TISA member, and would like to get involved with the Financial Crime work, please get in touch at email@example.com