Senior Managers & Certification Regime (SM&CR) Home
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The SMCR Working Group will understand and address the current issues with the extension of the Senior Managers & Certification Regime (SM&CR) to all regulated firms.
The focus is to produce good practice, guides and useful information in relation to specific areas of the regime which came into effect on 9 December 2019 where guidance has not been provided by FCA or firms would benefit from additional information to aid implementation and embedding.
Lisa Laybourn, Head of Technical Policy and Regulation leads on this work at TISA
Chair: Katharine Harle, Dentons LLP
Deputy Chair: Arup Sen, Norton Rose Fulbright
Ascentric
Aviva Plc
Blackrock IM (UK) Limited
BNY Mellon
Brewin Dolphin Ltd
Dentons
Duff & Phelps
Equiniti
FNZ
Hargreaves Lansdown
Invesco
Jupiter Asset Management
LV=
Model Office
Ninety One UK
Northern Trust
Norton Rose Fulbright
Optima Consulting Partners Limited
Orbis Investments (U.K.) Limited
Parmenion Capital Partners LLP
Peter Bloxham
Pinsent Masons
Platform Securities
Praemium (UK) Ltd
Punter Southall Wealth Limited
RBC Investor & Treasury Services
Rigg Wright Associates Inc Ltd
Sanlam Financial Services UK Ltd
Seven Investment Management
Smith & Williamson Investment Services Ltd
SS&C
St. James’s Place Wealth Management
Taylor Wessing
Walbrook Partners
Willis Towers Watson
Worksmart Limited
Senior Managers & Certification Regime (SM&CR) Home
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If you are a TISA member, and would like to get involved with the SM&CR work, please get in touch
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