TISA - Tax Incentivised Savings Association - Cass

CASS



The purpose of the CASS Information Zone resource hub is to bring together the output from TISAs Technical Committee which has been created to address issues and provide good and best practice to financial services firms.



Dates for Your Diary

16th October 2018 - CASS All Day Autumn Conference

Watch this space...in 2019 TISA is planning further CASS events, further details to be announced soon.



Training

CASS - Seeing through Client Money Reconciliations
This course provides detailed information on Client Money Reconciliation processes and methodologies under CASS 7 and how the oversight of these should be managed, when they are outsourced. Participants receive practical explanations related to the real life operation of reconciliation. For details of scheduled training dates, please click here.


The Essentials of Client Money
This workshop provides an understanding of regulatory responsibilities of firms when handling Client Money, the requirements for reconciliation, funding, recording & reporting, the impacts and management of prudent segregation and intra-day funding requirements and the requirements for governance and oversight, including the management of outsourced services. For details of scheduled training dates, please click here.



Best Practice




Slides from TISA Events


CASS All Day 4th Annual Conference (10 October 2017)
  1. Karen Bond, Walbrook Partners (650 kb)
  2. Frazer Watkins, DST (282 kb)
  3. Dennis Cheng, Deloitte LLP (1,489 kb)
  4. Sethu Somasundaram, Invesco Perpetual (826 kb)
  5. Hannah Meakin, Norton Rose Fulbright (536 kb)
  6. Celyn Armstrong & Katharine Harle, Dentons LLP (444 kb)



TISA Seminar: CASS Oversight - 8 March 2016
  1. Frazer Watkins, IFDS (974 kb)
  2. Ash Saluja, CMS Cameron McKenna LLP (87 kb)
  3. Shaid Moughal, Standard Life (300 kb)
  4. Karen Bond, Walbrook Partners (207 kb)
  5. Jennifer Duncan, KPMG (185 kb)
CASS All Day Conference - 2 March 2016
  1. Jane Moore, FCA (82 kb)
  2. Debbie Ives, IFDS (564 kb)
  3. Ash Saluja, CMS Cameron McKenna LLP (90 kb)
  4. Karen Bond, Walbrook Partners (447 kb)
  5. Nick Kinseley, BNY Mellon (86 kb)
  6. Andrew Clark, Cofunds and Shaid Moughal, Standard Life (341 kb)
  7. Richard Faulkner, KPMG (255 kb)
  8. Robert Forbes, RBC Investor & Treasury Services (205 kb)
Meeting the challenges of CASS requirements for June 1st (9 February 2015)
  1. Karen Bond, Walbrook Partners (300 kb)
  2. Ash Saluja, CMS Cameron McKenna LLP (179 kb)
  3. Nigel Banfield, Banfield Business Solutions (101 kb)
  4. Jeffrey Mushens, TISA (45 kb)
  5. John Thiede, Sidley Austin LLP (101 kb)
  6. Richard Faulkner, KPMG (79 kb)
CASS: A New World - The Why, Where, How and When (8 July 2014)
  1. Jeffrey Mushens, TISA (171 kb)
  2. Martin Digweed, IFDS (996 kb)
  3. Ash Saluja, CMS Cameron McKenna LLP (480 kb)
  4. Adam Gregory, IFDS (469 kb)
  5. Chris Selden, IFDS (689 kb)
  6. Susan Wright, IMA (111 kb)
  7. Kevin Huby, KPMG (2,033 kb)
TISA CP13/5 update and the current regulatory environment for CASS (13 February 2014)
  1. Paul Leech and Mike Williams, Deloitte LLP (55 kb)
  2. Jeffrey Mushens, TISA (537 kb)
  3. Kevin Huby, KPMG (292 kb)
  4. Jim Muir, AutoRek (953 kb)
  5. Karen Bond_Walbrook Partners (359 kb)
  6. Ash Saluja_CMS Cameron McKenna LLP (50 kb)