TISA - Tax Incentivised Savings Association - Cass

CASS



The purpose of the CASS Information Zone resource hub is to bring together the output from TISAs Technical Committee which has been created to address issues and provide good and best practice to financial services firms.



Dates for Your Diary

Watch this space...in 2019 TISA is planning further CASS events, further details to be announced soon.



Training

CASS - Seeing through Client Money Reconciliations
This course provides detailed information on Client Money Reconciliation processes and methodologies under CASS 7 and how the oversight of these should be managed, when they are outsourced. Participants receive practical explanations related to the real life operation of reconciliation. For details of scheduled training dates, please click here.


The Essentials of Client Money
This workshop provides an understanding of regulatory responsibilities of firms when handling Client Money, the requirements for reconciliation, funding, recording & reporting, the impacts and management of prudent segregation and intra-day funding requirements and the requirements for governance and oversight, including the management of outsourced services. For details of scheduled training dates, please click here.



Best Practice




Slides from TISA Events


CASS All Day 4th Annual Conference (10 October 2017)
  1. Karen Bond, Walbrook Partners
  2. Frazer Watkins, DST
  3. Dennis Cheng, Deloitte LLP
  4. Sethu Somasundaram, Invesco Perpetual
  5. Hannah Meakin, Norton Rose Fulbright
  6. Celyn Armstrong & Katharine Harle, Dentons LLP



TISA Seminar: CASS Oversight (8 March 2016)
  1. Frazer Watkins, IFDS
  2. Ash Saluja, CMS Cameron McKenna LLP
  3. Shaid Moughal, Standard Life
  4. Karen Bond, Walbrook Partners
  5. Jennifer Duncan, KPMG
CASS All Day Conference (2 March 2016)
  1. Jane Moore, FCA
  2. Debbie Ives, IFDS
  3. Ash Saluja, CMS Cameron McKenna LLP
  4. Karen Bond, Walbrook Partners
  5. Nick Kinseley, BNY Mellon
  6. Andrew Clark, Cofunds and Shaid Moughal, Standard Life
  7. Richard Faulkner, KPMG
  8. Robert Forbes, RBC Investor & Treasury Services
Meeting the challenges of CASS requirements for June 1st (9 February 2015)
  1. Karen Bond, Walbrook Partners
  2. Ash Saluja, CMS Cameron McKenna LLP
  3. Nigel Banfield, Banfield Business Solutions
  4. Jeffrey Mushens, TISA
  5. John Thiede, Sidley Austin LLP
  6. Richard Faulkner, KPMG
CASS: A New World - The Why, Where, How and When (8 July 2014)
  1. Jeffrey Mushens, TISA
  2. Martin Digweed, IFDS
  3. Ash Saluja, CMS Cameron McKenna LLP
  4. Adam Gregory, IFDS
  5. Chris Selden, IFDS
  6. Susan Wright, IMA
  7. Kevin Huby, KPMG