Events and Training

EMIR Reporting 101 – Part One

Tuesday 28th July 2020, Online Webinar

£400 per person (£250 for members)

EMIR Reporting of derivatives has been mandatory for firms since 2014 and is a daily reporting requirement covering 129 fields. This two-part briefing session provides a comprehensive grounding of this complex regulatory requirement. This session is part one of two.

SFTR Reporting 101 – Part One

Thursday 30th July 2020, Online Webinar

£400 per person (£250 for members)

SFTR Reporting becomes mandatory for firms in 2020 and is a daily reporting requirement covering 155 fields. This two-part briefing session provides a comprehensive grounding of this complex regulatory requirement. This session is part one of two.

SFTR Reporting 101 – Part Two

Thursday 20th August 2020, Online Webinar

£400 per person (£250 for members)

SFTR Reporting becomes mandatory for firms in 2020 and is a daily reporting requirement covering 155 fields. This two-part briefing session provides a comprehensive grounding of this complex regulatory requirement. This session is part two of two.

EMIR Reporting 101 – Part Two

Wednesday 26th August 2020, Online Webinar

£400 per person (£250 for members)

EMIR Reporting of derivatives has been mandatory for firms since 2014 and is a daily reporting requirement covering 129 fields. This two-part briefing session provides a comprehensive grounding of this complex regulatory requirement. This session is part two of two.

MiFID II Conference

Cost & Charges and Product Governance

Thursday 3rd September 2020, London

£480 per person (£330 for members)

This conference is a timely opportunity to learn about the latest position on Costs & Charges issues, especially regarding calculation methodologies. The event will also address the challenges of product governance, including feedback reporting, product lifecycle, liquidity and target market which are all pressing issues for regulators in 2020.

SM&CR post-implementation Forum

Challenges and best practices

Thursday 17th September 2020, London

£399 per person (£249 for members)

This Forum will provide a platform to firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator.

Financial Crime Conference

Turning technology against criminals

Tuesday 29th September 2020, London

£480 per person (£330 for members)

Join us at this Conference to learn about innovative initiatives; the imperative role of Artificial Intelligence (AI) and to engage in discussions with experts about how to establish a collaborative industry response to effectively combat financial crime.

LIBOR Transition Forum

Migrating from LIBOR to SONIA and alternative rates

Wednesday 30th September 2020, London

£399 per person (£249 for members)

Join us at this forum to learn about the regulator’s expectations from markets for an orderly LIBOR transition and to hear experts’ views on how to generate transition plans that reinforce your firm’s operational readiness in order to overcome transition challenges and help consumers to comprehend the consequences of the...

ESG Forum

Meeting investor needs

Wednesday 14th October 2020, London

£399 per person (£249 for members)

Join us at this forum to learn about the Government’s strategy and the regulator’s priorities and to hear experts’ and industry views on how to effectively integrate ESG into your investment strategy.

6th Annual CASS Conference 2020

Where CASS best practice gets put into effect

Thursday 15th October 2020, City of London

£699 per person (£449 for members)

TISA’s CASS Conference in London will bring together leading practitioners and financial services auditors from across the industry to address the latest regulatory developments related to client assets protection.

CASS Forum Edinburgh

Thursday 29th October 2020, Edinburgh

£399 per person (£249 for members)

TISA’s CASS Forum in Edinburgh will bring together leading practitioners and financial services auditors from across the industry to address the latest regulatory developments related to client assets protection.

Operational Resilience Forum

Managing risks and responding to disruptions

Wednesday 4th November 2020, London

£399 per person (£249 for members)

Join us for the third in a series of forums on the topic of operational resilience, to learn about the requirements and expectations of the supervisory authorities for firms and Financial Market Infrastructures to strengthen operational resilience and to hear from specialists and industry practitioners about how to effectively manage...