Events and Training

Client Money Refresh – Recap and Update on CASS Requirements

Thursday 23rd January 2020, London

£400 per person (£300 for members)

This course will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates, based...

ISA Key Facts

Thursday 23rd January 2020, London

£500 per person (£250 for members)

This TISA training course has been designed to provide staff with an overview of the key facts within the ISA regulations.

Evidencing The Fair Treatment Of Vulnerable Customers

Tuesday 28th January 2020, London

£349 per person (£175 for members)

Join us for this informative 3 hour course. You’ll be given the tips and resources you need to introduce a compassionate strategy and meet the specific needs of your customers.

Vulnerability Conference

Financial Services for all – no one left behind

Thursday 6th February 2020, London

£480 per person (£330 for members)

At some point or another in our lives we will all experience what it is like to rely on financial services when we are in a position of vulnerability. This conference is not just how to respond to the regulatory challenge, but how we embrace it as a community, what...

Additional Permitted Subscriptions - deceased ISA holders

Thursday 6th February 2020, London

£400 per person (£200 for members)

This workshop is designed to provide an overview of the key rules that managers need to be aware of if they have opted to receive these additional permitted subscriptions.

Annual Retirement Conference

Tackling the challenges of long term saving

Tuesday 11th February 2020, London

£480 per person (£330 for members)

Our Inaugural Retirement Conference will provide you with the latest insights, including Government aspirations, industry initiatives to incentivise saving, the regulator’s agenda, the Pensions Dashboard and Equity Release.

Taxation Forum

Thursday 13th February 2020, London

£399 per person (£249 for members)

This Forum will be of interest to a wide range of individuals interested in the latest developments on tax and VAT affecting the FSI.

Introduction to ISAs - Edinburgh

Thursday 13th February 2020, Edinburgh

£300 per person (£150 for members)

This workshop will provide a basic overview of all the key ISA rules, including an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Client Money & Custody Asset Refresh – Recap and Update on CASS Requirements

Thursday 13th February 2020, London

£400 per person (£300 for members)

Supervising Certified People

Tuesday 18th February 2020, London

£349 per person (£175 for members)

Join us for this interactive course. The three hour practical workshop will provide you with ideas for ensuring competent and effective supervision in a Certificated Regime.

Additional Permitted Subscriptions - deceased ISA holders

Thursday 20th February 2020, Edinburgh

£400 per person (£200 for members)

This workshop is designed to provide an overview of the key rules that managers need to be aware of if they have opted to receive these additional permitted subscriptions.

ISA Qualifying Investments

Thursday 27th February 2020, London

£400 per person (£200 for members)

The workshop will look in detail at how to determine if an investment qualifies to be held within an ISA, taking delegates through the stages of investigation necessary to make a decision.

ISA Transfers Workshop

Thursday 5th March 2020, London

£400 per person (£200 for members)

This training workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Operational Resilience Forum

Preparing for disruption

Thursday 5th March 2020, London

£399 per person (£249 for members)

Join us at this Forum, the second of a series of events on the topic of operational resilience, in order to learn about the key regulatory requirements as set out in the CPs, to hear experts’ views on how to successfully implement these requirements and to engage with industry figures...

Evidencing The Fair Treatment Of Vulnerable Customers

Thursday 5th March 2020, London

£349 per person (£175 for members)

Join us for this informative 3 hour course. You’ll be given the tips and resources you need to introduce a compassionate strategy and meet the specific needs of your customers.

ISA Key Facts Workshop - Edinburgh

Thursday 12th March 2020, Edinburgh

£500 per person (£250 for members)

This TISA training workshop has been designed to provide staff with an overview of the key facts within the ISA regulations.

Client Money Refresh – Recap and Update on CASS Requirements

Thursday 12th March 2020, London

£400 per person (£300 for members)

This course will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates, based...

Flexible ISAs Workshop

Thursday 19th March 2020, London

£300 per person (£150 for members)

This workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

Client Money & Custody Asset Refresh – Recap and Update on CASS Requirements

Thursday 2nd April 2020, London

£400 per person (£300 for members)

Supervising Certified People

Tuesday 7th April 2020, London

£349 per person (£175 for members)

Join us for this interactive course. The three hour practical workshop will provide you with ideas for ensuring competent and effective supervision in a Certificated Regime.

SM&CR post-implementation Forum

Challenges and best practices

Tuesday 5th May 2020, London

£399 per person (£249 for members)

This Forum will provide a platform to firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator.