Events and Training

Supervising Certified People Online Workshop

Tuesday 7th April 2020,

Sold out

£349 per person (£175 for members)

Join us for this interactive course. The three hour practical workshop will provide you with ideas for ensuring competent and effective supervision in a Certificated Regime.

Child Trust Fund Maturities Online Workshop

Monday 20th April 2020, London

£300 per person (£150 for members)

This two hour workshop will provide details of the regulations pertaining to CTF maturities, outline processes and reporting requirements to enable a successful administration. It will also cover the options on how a matured CTF will remain protected whilst waiting for instructions from the account holder.

Investment Pathways Online Forum

Wednesday 22nd April 2020,

£249 per person (£0 for members)

Join us at this timely online Forum in order to learn about the rules on Investment Pathways and to exchange thoughts and expertise on best practices and how to overcome implementation challenges.

Client Money & Custody Asset Refresh Online Workshop

Recap and Update on CASS Requirements

Thursday 23rd April 2020,

£400 per person (£300 for members)

This online course will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money & Asset requirements within CASS 6 & 7, including a recap of the...

ESG Online Briefing

Preparing to deliver in 2021

Tuesday 28th April 2020,

£400 per person (£250 for members)

This briefing will focus on understanding the reach of these regulations, how they will affect firms' investment and distribution strategies, and what disclosure and suitability look like in practice through an ESG lens.

Flexible ISAs Online Workshop

Thursday 30th April 2020,

£300 per person (£150 for members)

This two hour online workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

Additional Permitted Subscriptions Online Workshop

Deceased ISA holders

Wednesday 6th May 2020,

£400 per person (£200 for members)

This workshop is designed to provide an overview of the key rules that managers need to be aware of if they have opted to receive these additional permitted subscriptions.

ISA Repairs & Voids Online Workshop

Thursday 14th May 2020,

£400 per person (£200 for members)

This online workshop takes delegates through the various steps involved when carrying out an ISA repair or an ISA void including the removal of the necessary investments or cash and the tax implications for both the ISA manager and the investor. The session will cover the repairing or voiding of...

Cost & Charges Online Briefing

How to comply, how to report

Tuesday 19th May 2020,

£400 per person (£250 for members)

This  two hour online briefing will focus on the practical issues faced by firms in implementing both ex ante and ex post Costs & Charges reporting, informed by the latest FCA reporting.

ISA Transfers Online Workshop

Thursday 21st May 2020,

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

ISA Qualifying Investments Online Workshop

Thursday 28th May 2020,

£400 per person (£200 for members)

This online workshop will look in detail at how to determine if an investment qualifies to be held within an ISA, taking delegates through the stages of investigation necessary to make a decision.

Junior ISA (JISA) Key Facts Online Workshop

Thursday 4th June 2020,

£400 per person (£200 for members)

This online workshop has been designed to provide staff with an overview of the key facts within the ISA regulations that relate specifically to Junior ISAs (JISAs).

Product Governance Online Briefing

Lifecycle, liquidity and target market

Thursday 4th June 2020,

£400 per person (£250 for members)

This two hour online briefing will build on the TISA good practice guide for Product Governance.

ISA Key Facts Online Workshop

Thursday 11th June 2020,

£500 per person (£250 for members)

This online course has been designed to provide staff with an overview of the key facts within the ISA regulations.

Child Trust Fund Maturities Online Workshop

Wednesday 17th June 2020,

£300 per person (£150 for members)

This two hour online workshop will provide details of the regulations pertaining to CTF maturities, outline processes and reporting requirements to enable a successful administration. It will also cover the options on how a matured CTF will remain protected whilst waiting for instructions from the account holder.

Innovative Finance ISA Key Facts Online Workshop

Thursday 25th June 2020,

£500 per person (£250 for members)

This online workshop has been designed to provide newly or soon to be authorised innovative finance (IF) ISA managers with an overview of the key ISA rules that they will have to adhere to once they offer an IF ISA product.

Introduction to ISAs Online Workshop

Tuesday 30th June 2020,

£300 per person (£150 for members)

This online workshop will provide a basic overview of all the key ISA rules. The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

MiFID II Conference

Cost & Charges and Product Governance

Thursday 3rd September 2020, London

£480 per person (£330 for members)

This conference is a timely opportunity to learn about the latest position on Costs & Charges issues, especially regarding calculation methodologies. The event will also address the challenges of product governance, including feedback reporting, product lifecycle, liquidity and target market which are all pressing issues for regulators in 2020.

SM&CR post-implementation Forum

Challenges and best practices

Thursday 17th September 2020, London

£399 per person (£249 for members)

This Forum will provide a platform to firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator.

Financial Crime Conference

Turning technology against criminals

Tuesday 29th September 2020, London

£480 per person (£330 for members)

Join us at this Conference to learn about innovative initiatives; the imperative role of Artificial Intelligence (AI) and to engage in discussions with experts about how to establish a collaborative industry response to effectively combat financial crime.

LIBOR Transition Forum

Migrating from LIBOR to SONIA and alternative rates

Wednesday 30th September 2020, London

£399 per person (£249 for members)

Join us at this forum to learn about the regulator’s expectations from markets for an orderly LIBOR transition and to hear experts’ views on how to generate transition plans that reinforce your firm’s operational readiness in order to overcome transition challenges and help consumers to comprehend the consequences of the...

6th Annual CASS Conference 2020

Where CASS best practice gets put into effect

Thursday 15th October 2020, London

£699 per person (£449 for members)

TISA’s CASS Conference in London will bring together leading practitioners and financial services auditors from across the industry to address the latest regulatory developments related to client assets protection.

CASS Forum Edinburgh

Thursday 29th October 2020, Edinburgh

£399 per person (£249 for members)

TISA’s CASS Forum in Edinburgh will bring together leading practitioners and financial services auditors from across the industry to address the latest regulatory developments related to client assets protection.