Events and Training

CASS Spring Forum 2024

Thursday 18th April 2024, London

£399 per person (£249 for members)

TISA’s CASS Spring Forum will bring together leading industry practitioners and financial services auditors to discuss the latest regulatory requirements. Join us to hear from and engage with CASS specialists regarding key issues concerning client money and assets, including the latest market trends and CASS challenges. 

Virtual access to CASS Spring Forum

Thursday 18th April 2024, Zoom

£399 per person (£249 for members)

TISA’s CASS Spring Forum will bring together leading industry practitioners and financial services auditors to discuss the latest regulatory requirements. Join us to hear from and engage with CASS specialists regarding key issues concerning client money and assets, including the latest market trends and CASS challenges. 

CASS Governance & Oversight 2024

Tuesday 23rd April 2024, Zoom

£480 per person (£330 for members)

This 3 hour online workshop is intended to provide an understanding of the requirements for good CASS oversight and governance under the FCA regulatory regime. The course will include practical examples of good and bad governance and areas of best practice, which firms should be looking to meet or aspire...

Cyber security for compliance professionals 2024

NEW COURSE

Wednesday 24th April 2024, Zoom

£535 per person (£385 for members)

This online course aims to address these concerns by first deep-diving into what cyber risk actually is, and the context for how the FCA frames its rules and guidance. It focuses on the importance of a high-quality risk appetite statement and risk assessment as drivers of an effective control environment,...

TISA Annual Retirement Conference

Monday 29th April 2024, London

£480 per person (£330 for members)

Join us for our 2024 Annual Retirement Conference where we will focus on some of the ongoing key challenges we face as an industry and consider the impact this has on members.

Introduction to ISAs Online Workshop 2024

Tuesday 30th April 2024, Zoom

£315 per person (£165 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

ISA Key Facts Online Workshop 2024

Thursday 2nd May 2024, Zoom

£425 per person (£275 for members)

This online course has been designed to provide staff with an overview of the key facts within the ISA regulations. The workshop will be updated to include all the relevant changes to the ISA regulations which will come into force on 6 April 2024 so attendees can be sure that...

TISA Annual Digital Conference 2024

Wednesday 8th May 2024, London

£480 per person (£330 for members)

Our conference will explore how digitalisation can improve customer experience journeys, streamline firms’ internal and external processes in order to save time and reduce cost and enable them to harness the power of data and AI in order to make financial services more accessible. Join us to hear from and...

Consumer Duty forum

Thursday 9th May 2024, London

£399 per person (£249 for members)

We are pleased to invite you to TISA’s Consumer Duty Forum, the sixth of a series of events on the topic, at which we will assess progress made by firms in the past months after the first consumer duty implementation deadline came into force. We will further debate firms’ remaining...

Evidencing the Fair Treatment of Vulnerable Customers 2024

Thursday 9th May 2024, Zoom

£535 per person (£385 for members)

Join us for this informative 2-part online course where you’ll be given the tips and resources you need to introduce a compassionate strategy and meet the specific needs of vulnerable customers.

HMRC ISA Returns Online Workshop 2024

Thursday 9th May 2024, Zoom

£315 per person (£165 for members)

This workshop will guide delegates through all the ISA returns and clarify all the key components that need to be included as well as highlight the recent changes that the government has made to the returns. The workshop will be useful for any individuals who are actively involved in the...

The Essentials of CASS for Client Money & Custody Assets 2024

Wednesday 15th May 2024, Zoom

£590 per person (£440 for members)

This 4 hour online workshop is intended to provide an overview of the key elements of the Client Money and Custody Asset rules set out in the FCA’s CASS 6 & CASS 7 sourcebooks. It is suitable for those with little or no previous experience in this area or for...

Junior ISA (JISA) Key Facts Online Workshop 2024

Wednesday 15th May 2024, Zoom

£315 per person (£165 for members)

Junior ISAs (JISAs) have their own separate rules and, like ISAs, the regulations and additional HMRC guidance are constantly being updated and it is important that JISA managers and their employees are fully aware of their obligations on the key issues. This online workshop has been designed to provide staff...

ISA Transfers Online Workshop 2024

Thursday 16th May 2024, Zoom

£370 per person (£220 for members)

This three hour online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of

Client Money Refresh Online Workshop 2024

Tuesday 21st May 2024, Zoom

£480 per person (£330 for members)

This online workshop will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates,...

Introduction to ISAs Online Workshop 2024

Wednesday 22nd May 2024, Zoom

£315 per person (£165 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

ISA Repairs & Voids Online Workshop 2024

Thursday 23rd May 2024, Zoom

£370 per person (£220 for members)

This online workshop takes delegates through the various steps involved when carrying out an ISA repair or an ISA void including the removal of the necessary investments or cash and the tax implications for both the ISA manager and the investor. The session will cover the repairing or voiding of...

Digital Media & Financial Promotions 2024

Tuesday 4th June 2024, Zoom

£535 per person (£385 for members)

Digital media channels and distribution methods are fast becoming critical for most regulated firms, especially those dealing in consumer markets. With their rapid and potentially indiscriminate dissemination, digital media are very different from traditional marketing media and the FCA Rules are “media neutral” so this requires careful consideration to ensure...

ISA Qualifying Investments Online Workshop 2024

Thursday 6th June 2024, Zoom

£370 per person (£220 for members)

This online workshop will look in detail at how to determine if an investment qualifies to be held within an ISA, taking delegates through the stages of investigation necessary to make a decision.

Advanced CASS Reconciliations 2024

Tuesday 11th June 2024, Zoom

£590 per person (£440 for members)

This 4 hour online workshop is intended to provide a detailed understanding of the requirements for good CASS Reconciliation, both the preparation and subsequent  actions and follow up under the FCA regulatory regime. The course will include practical examples of good and bad practice, which firms should be looking to...

Flexible ISAs Online Workshop 2024

Thursday 13th June 2024, Zoom

£315 per person (£165 for members)

This two hour online workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

CASS Governance & Oversight 2024

Wednesday 19th June 2024, Zoom

£480 per person (£330 for members)

This 3 hour online workshop is intended to provide an understanding of the requirements for good CASS oversight and governance under the FCA regulatory regime. The course will include practical examples of good and bad governance and areas of best practice, which firms should be looking to meet or aspire...

TISA Big Picture Conference 2024

Tuesday 25th June 2024, London

£480 per person (£0 for members)

The Investing and Saving Alliance (TISA) is pleased to invite you to its fourth Annual Big Picture Conference. The conference will bring together leading voices from business, politics and regulation and delve into megatrends that will shape the financial services industry in the years to come.

Best Execution Online Workshop 2024

Creating a value-added process

Wednesday 26th June 2024, Zoom

£400 per person (£250 for members)

Based on experience from multiple best execution projects, this online course highlights the key areas where firms fail and how firms can make their best execution policies genuinely embedded and value-added.

Introduction to ISAs Online Workshop 2024

Wednesday 26th June 2024, Zoom

£315 per person (£165 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Deceased ISAs/Additional Permitted Subscriptions 2024

Thursday 27th June 2024, Zoom

£370 per person (£220 for members)

This online workshop is designed to provide an overview of the key rules that managers need to be aware of when an ISA client dies and their obligations regarding additional permitted subscriptions.

Junior ISA (JISA) Key Facts Online Workshop 2024

Friday 28th June 2024, Zoom

£315 per person (£165 for members)

Junior ISAs (JISAs) have their own separate rules and, like ISAs, the regulations and additional HMRC guidance are constantly being updated and it is important that JISA managers and their employees are fully aware of their obligations on the key issues. This online workshop has been designed to provide staff...

How to navigate the FCA Handbook 2024

Thursday 4th July 2024, Online Workshop 09:30 - 12:30, then break, resuming 13:30 - 16:30 GMT, Zoom

£535 per person (£385 for members)

Using a series of worked examples, this course aims to provide delegates with an overview on how to navigate the FCA Handbook - a vast, sprawling and sometimes seemingly impenetrable document.

TISA Annual Conference 2024

Thursday 28th November 2024, London

£480 per person (£0 for members)

Join us for TISA's Flagship Annual Conference 2024!