Events and Training

Pensions Landscape & Transfers Workshop

An overview of the UK pensions landscape

Monday 14th June 2021, Online Workshop

£450 per person (£225 for members)

Join this online workshop to gain a holistic view of the UK pensions landscape, the challenges being faced and the initiatives being introduced.

HMRC ISA Returns Online Workshop 2021

Monday 14th June 2021, Online Workshop

£300 per person (£150 for members)

This workshop will guide delegates through all the ISA returns and clarify all the key components that need to be included as well as highlight the recent changes that the government has made to the returns. The workshop will be useful for any individuals who are actively involved in the...

Risk Based Monitoring Workshop

Creating a value-added framework

Tuesday 15th June 2021, Online Workshop

£450 per person (£225 for members)

Risk-based monitoring may seem an obvious and simple concept, but for regulated firms it is often complex and hard to demonstrate to senior management that it has value that befits the investment needed. Is a monitoring programme that checks adherence to a litany of rules effective in a world of...

The Essentials of CASS for Client Money & Custody Assets

Online Workshop

Monday 21st June 2021, Online Workshop

£500 per person (£400 for members)

This 4 hour online workshop is intended to provide an overview of the key elements of the Client Money and Custody Asset rules set out in the FCA’s CASS 6 & CASS 7 sourcebooks. It is suitable for those with little or no previous experience in this area or for...

ISA Transfers Online Workshop 2021

Wednesday 23rd June 2021, Online Workshop

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Supervising Certified People Online Workshop 2021

Monday 28th June 2021,

£400 per person (£200 for members)

Join us for this interactive course. The three hour practical workshop will provide you with ideas for ensuring competent and effective supervision in a Certificated Regime.

ISA Key Facts Online Workshop

Tuesday 29th June 2021, Online Workshop

£500 per person (£250 for members)

This online course has been designed to provide staff with an overview of the key facts within the ISA regulations.

Client Money Refresh Online Workshop 2021

Thursday 8th July 2021, Online Workshop

£400 per person (£300 for members)

This online workshop will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates,...

Flexible ISAs Online Workshop 2021

Tuesday 13th July 2021, Online

£300 per person (£150 for members)

This two hour online workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

Child Trust Fund Maturities Online Workshop 2021

Wednesday 14th July 2021, Online

£300 per person (£150 for members)

This two hour online workshop will provide details of the regulations pertaining to CTF maturities, outline processes and reporting requirements to enable a successful administration. It will also cover the options on how a matured CTF will remain protected whilst waiting for instructions from the account holder.

Introduction to ISAs Online Workshop 2021

Thursday 15th July 2021, Online Workshop

£300 per person (£150 for members)

This online workshop will provide a basic overview of all the key ISA rules. The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Pensions Landscape & Transfers Workshop

An overview of the UK pensions landscape

Wednesday 21st July 2021, Online Workshop

£450 per person (£225 for members)

Join this online workshop to gain a holistic view of the UK pensions landscape, the challenges being faced and the initiatives being introduced.

ISA Transfers Online Workshop

Thursday 22nd July 2021, Gotowebinar

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

HMRC ISA Returns Online Workshop

Wednesday 28th July 2021, Gotowebinar

£300 per person (£150 for members)

This workshop will guide delegates through all the ISA returns and clarify all the key components that need to be included as well as highlight the recent changes that the government has made to the returns. The workshop will be useful for any individuals who are actively involved in the...

Complaints Handling Online Workshop

Avoid customer frustration and unwanted FCA attention

Thursday 29th July 2021, Zoom

£699 per person (£349 for members)

In this full day online workshop you’ll learn how to create an effective and sensitive complaints procedure that will help you keep your customers (who may have otherwise gone in frustration to your competitors).