Events and Training

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CASS Governance & Oversight 2024

Wednesday 19th June 2024, Zoom

£480 per person (£330 for members)

This 3 hour online workshop is intended to provide an understanding of the requirements for good CASS oversight and governance under the FCA regulatory regime. The course will include practical examples of good and bad governance and areas of best practice, which firms should be looking to meet or aspire...

Best Execution Online Workshop 2024

Creating a value-added process

Wednesday 26th June 2024, Zoom

£400 per person (£250 for members)

Based on experience from multiple best execution projects, this online course highlights the key areas where firms fail and how firms can make their best execution policies genuinely embedded and value-added.

Introduction to ISAs Online Workshop 2024

Wednesday 26th June 2024, Zoom

£315 per person (£165 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Deceased ISAs/Additional Permitted Subscriptions 2024

Thursday 27th June 2024, Zoom

£370 per person (£220 for members)

This online workshop is designed to provide an overview of the key rules that managers need to be aware of when an ISA client dies and their obligations regarding additional permitted subscriptions.

How to navigate the FCA Handbook 2024

Thursday 4th July 2024, Online Workshop 09:30 - 12:30, then break, resuming 13:30 - 16:30 GMT, Zoom

£535 per person (£385 for members)

Using a series of worked examples, this course aims to provide delegates with an overview on how to navigate the FCA Handbook - a vast, sprawling and sometimes seemingly impenetrable document.

Client Money Refresh Online Workshop 2024

Tuesday 10th September 2024, Zoom

£480 per person (£330 for members)

This online workshop will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates,...