Events and Training

Additional Permitted Subscriptions - deceased ISA holders

Thursday 20th February 2020, Edinburgh

£400 per person (£200 for members)

This workshop is designed to provide an overview of the key rules that managers need to be aware of if they have opted to receive these additional permitted subscriptions.

ISA Qualifying Investments

Thursday 27th February 2020, London

£400 per person (£200 for members)

The workshop will look in detail at how to determine if an investment qualifies to be held within an ISA, taking delegates through the stages of investigation necessary to make a decision.

ISA Transfers Workshop

Thursday 5th March 2020, London

£400 per person (£200 for members)

This training workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Evidencing The Fair Treatment Of Vulnerable Customers

Thursday 5th March 2020, London

£349 per person (£175 for members)

Join us for this informative 3 hour course. You’ll be given the tips and resources you need to introduce a compassionate strategy and meet the specific needs of your customers.

Child Trust Fund Maturities Workshop

Tuesday 10th March 2020, London

Sold out

£300 per person (£150 for members)

This two hour workshop will provide details of the regulations pertaining to CTF maturities, outline processes and reporting requirements to enable a successful administration. It will also cover the options on how a matured CTF will remain protected whilst waiting for instructions from the account holder.

Client Money Refresh – Recap and Update on CASS Requirements

Thursday 12th March 2020, London

£400 per person (£300 for members)

This course will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates, based...

ISA Key Facts Workshop - Edinburgh

Thursday 12th March 2020, Edinburgh

£500 per person (£250 for members)

This TISA training workshop has been designed to provide staff with an overview of the key facts within the ISA regulations.

Flexible ISAs Workshop

Thursday 19th March 2020, London

£300 per person (£150 for members)

This workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

Complaints Handling Workshop

Tuesday 24th March 2020, London

£699 per person (£349 for members)

In this one-day training workshop you’ll learn how to create an effective and sensitive complaints procedure that will help you keep your customers (who may have otherwise gone in frustration to your competitors).

Client Money & Custody Asset Refresh – Recap and Update on CASS Requirements

Thursday 2nd April 2020, London

£400 per person (£300 for members)

Supervising Certified People

Tuesday 7th April 2020, London

£349 per person (£175 for members)

Join us for this interactive course. The three hour practical workshop will provide you with ideas for ensuring competent and effective supervision in a Certificated Regime.

MiFID II Feedback Reporting Briefing

What is required?

Wednesday 8th April 2020, London

£400 per person (£250 for members)

This briefing will focus on the issues involved, such as frequency, scope, and data and how to complete set against the regulatory expectations and what good practice looks like.

Junior ISA (JISA) Key Facts Workshop

Thursday 23rd April 2020, London

£400 per person (£200 for members)

This TISA training course has been designed to provide staff with an overview of the key facts within the ISA regulations that relate specifically to Junior ISAs (JISAs).

Introduction to ISAs Workshop

Tuesday 28th April 2020, London

£300 per person (£150 for members)

This workshop will provide a basic overview of all the key ISA rules. The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Innovative Finance (IF) ISA Key Facts Workshop

Thursday 30th April 2020, London

£500 per person (£250 for members)

This TISA training workshop has been designed to provide newly or soon to be authorised innovative finance (IF) ISA managers with an overview of the key ISA rules that they will have to adhere to once they offer an IF ISA product.

ISA Transfers Workshop Edinburgh

Wednesday 6th May 2020, Edinburgh

£400 per person (£200 for members)

This training workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Child Trust Fund Maturities Workshop

Wednesday 17th June 2020, London

£300 per person (£150 for members)

This two hour workshop will provide details of the regulations pertaining to CTF maturities, outline processes and reporting requirements to enable a successful administration. It will also cover the options on how a matured CTF will remain protected whilst waiting for instructions from the account holder.