Events and Training

Embedding SM&CR in solo regulated firms 2022

Tuesday 24th May 2022, Zoom

£400 per person (£200 for members)

This online interactive 3 hour workshop will cover; Embedding the Regime – FCA’s expectations and latest updates Senior Managers Regime – implications and responsibilities Certification Regime – what this really means for those affected Fitness and Propriety – the implications for failure The Conduct Rules – training and practical application...

Pension Death Benefits Online Workshop 2022

Tuesday 14th June 2022, Zoom

£400 per person (£200 for members)

DC pension death benefits have undergone several changes in recent years, with an increase in the options available and the opportunity to pass on pension wealth through generations without incurring tax charges. This course is designed to help attendees understand the various options available, the processing of associated crystallisation events...

The Essentials of Money Management

Because good financial health matters

Tuesday 14th June 2022, Zoom

£350 per person (£250 for members)

TISA's new full-day workshop on The Essentials of Money Management will provide attendees with the tools and confidence to make sense of everyday money matters, including budgeting, saving, investing, borrowing, as well as how to avoid being scammed. The course aims to equip your new employees with the knowledge to make better...

Junior ISA (JISA) Key Facts Online Workshop

Thursday 16th June 2022, Zoom

£400 per person (£200 for members)

This online workshop has been designed to provide staff with an overview of the key facts within the ISA regulations that relate specifically to Junior ISAs (JISAs).

ISA Repairs & Voids Online Workshop

Thursday 16th June 2022, Zoom

£400 per person (£200 for members)

This online workshop takes delegates through the various steps involved when carrying out an ISA repair or an ISA void including the removal of the necessary investments or cash and the tax implications for both the ISA manager and the investor. The session will cover the repairing or voiding of...

Best Execution Online Workshop

Thursday 23rd June 2022, Zoom

£450 per person (£225 for members)

Based on experience from multiple best execution projects, this online course highlights the key areas where firms fail and how firms can make their best execution policies genuinely embedded and value-added.

Powers of Attorney Key Facts

Monday 27th June 2022, Zoom

£300 per person (£150 for members)

This TISA training course has been designed to provide staff with an overview of the key facts about Powers of Attorney. There is a vast amount of information available from various sources on Powers of Attorney and this course aims to consolidate and condense the key areas to give a...

ISA Key Facts Online Workshop

Monday 27th June 2022, Zoom

£500 per person (£250 for members)

This online course has been designed to provide staff with an overview of the key facts within the ISA regulations.

Introduction to ISAs Online Workshop

Wednesday 29th June 2022, Zoom

£300 per person (£150 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Digital Media & Financial Promotions 2022

Thursday 30th June 2022, Zoom

£699 per person (£349 for members)

This course starts with a detailed reassessment of the meaning of key terms such as “financial promotion” and “communication” and an exploration of how the FCA views the marketing process through the Guidance in PERG. Then it explores the types and nature of social media and digital distribution and the...

CASS Governance & Oversight

Tuesday 5th July 2022, Zoom

£400 per person (£300 for members)

This 3 hour online workshop is intended to provide an understanding of the requirements for good CASS oversight and governance under the FCA regulatory regime.

Client Money Refresh Online Workshop

Tuesday 19th July 2022, Zoom

£400 per person (£300 for members)

This online workshop will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates,...

ISA Transfers Online Workshop

Wednesday 20th July 2022, Zoom

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Demystifying cyber security in regulated firms

Wednesday 20th July 2022, Zoom

£450 per person (£225 for members)

This short online course aims to help to position cyber security at the heart of a firm’s monitoring and controls, using traditional techniques (such as the Conduct Risk Framework) and the Senior Managers and Certification regime, as well as helping to identify relevant Guidance and provide ideas on plugging skills...