Events and Training

Pensions Landscape & Transfers Workshop

An overview of the UK pensions landscape

Tuesday 27th September 2022, Zoom

£450 per person (£225 for members)

Join this online workshop to gain a holistic view of the UK pensions landscape, the challenges being faced and the initiatives being introduced.

How to navigate the FCA Handbook

Wednesday 28th September 2022, Online Workshop 09:30 - 12:30, then break, resuming 13:30 - 16:30 GMT, Zoom

£699 per person (£349 for members)

Using a series of worked examples, this course aims to provide delegates with an overview on how to navigate the FCA Handbook - a vast, sprawling and sometimes seemingly impenetrable document.

Powers of Attorney Key Facts

Thursday 29th September 2022, Zoom

£300 per person (£150 for members)

This TISA training course has been designed to provide staff with an overview of the key facts about Powers of Attorney. There is a vast amount of information available from various sources on Powers of Attorney and this course aims to consolidate and condense the key areas to give a...

Complaints Handling Online Workshop

Avoid customer frustration and unwanted FCA attention

Wednesday 5th October 2022, Zoom

£699 per person (£349 for members)

In this full day online workshop you’ll learn how to create an effective and sensitive complaints procedure that will help you keep your customers (who may have otherwise gone in frustration to your competitors).

ESG Investing Workshop

Thursday 6th October 2022, Zoom

£300 per person (£150 for members)

This ESG workshop provides an interactive format for participants to grow their expertise with respect to ESG investing

Demystifying cyber security in regulated firms

Tuesday 11th October 2022, Zoom

£450 per person (£225 for members)

This short online course aims to help to position cyber security at the heart of a firm’s monitoring and controls, using traditional techniques (such as the Conduct Risk Framework) and the Senior Managers and Certification regime, as well as helping to identify relevant Guidance and provide ideas on plugging skills...

ISA Repairs & Voids Online Workshop

Thursday 13th October 2022, Zoom

£400 per person (£200 for members)

This online workshop takes delegates through the various steps involved when carrying out an ISA repair or an ISA void including the removal of the necessary investments or cash and the tax implications for both the ISA manager and the investor. The session will cover the repairing or voiding of...

Junior ISA (JISA) Key Facts Online Workshop

Tuesday 18th October 2022, Zoom

£400 per person (£200 for members)

This online workshop has been designed to provide staff with an overview of the key facts within the ISA regulations that relate specifically to Junior ISAs (JISAs).

HMRC ISA Returns Online Workshop

Thursday 20th October 2022, Zoom

£300 per person (£150 for members)

This workshop will guide delegates through all the ISA returns and clarify all the key components that need to be included as well as highlight the recent changes that the government has made to the returns. The workshop will be useful for any individuals who are actively involved in the...

Evidencing the Fair Treatment of Vulnerable Customers

Wednesday 2nd November 2022, Zoom

£699 per person (£349 for members)

Join us for this informative 2-part online course where you’ll be given the tips and resources you need to introduce a compassionate strategy and meet the specific needs of vulnerable customers.

Effective Board Reporting

Tuesday 8th November 2022, Zoom

£450 per person (£225 for members)

This half day course will provide you with the opportunity to evaluate your approach to Board Reporting, try new techniques, assess your strengths and potential development areas and implement process improvement. Anyone who creates, gathers or supervises board packs and reports, including Senior Management, Company Secretaries, heads of Risk, Compliance...

ISA Transfers Online Workshop

Thursday 10th November 2022, Zoom

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Embedding SM&CR in solo regulated firms

Thursday 10th November 2022, Zoom

£400 per person (£200 for members)

Embedding the Regime – FCA’s expectations and latest updates Senior Managers Regime – implications and responsibilities Certification Regime – what this really means for those affected Fitness and Propriety – the implications for failure The Conduct Rules – training and practical application Reflection and consideration of your next steps

The Essentials of Money Management

Because good financial health matters

Wednesday 16th November 2022, Zoom

£350 per person (£250 for members)

TISA's new full-day workshop on The Essentials of Money Management will provide attendees with the tools and confidence to make sense of everyday money matters, including budgeting, saving, investing, borrowing, as well as how to avoid being scammed. The course aims to equip your new employees with the knowledge to make better...

Flexible ISAs Online Workshop

Thursday 24th November 2022, Zoom

£300 per person (£150 for members)

This two hour online workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

Advanced CASS Reconciliations

Tuesday 29th November 2022, Online Workshop 10:00 - 12:00, then break, resuming 13:00 - 15:00 GMT, Zoom

£500 per person (£400 for members)

This 4 hour online workshop is intended to provide a detailed understanding of the requirements for good CASS Reconciliation, both the preparation and subsequent  actions and follow up under the FCA regulatory regime. The course will include practical examples of good and bad practice, which firms should be looking to...

Introduction to ISAs Online Workshop

Thursday 1st December 2022, Zoom

£300 per person (£150 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

Pension Death Benefits Online Workshop

Thursday 1st December 2022, Zoom

£400 per person (£200 for members)

DC pension death benefits have undergone several changes in recent years, with an increase in the options available and the opportunity to pass on pension wealth through generations without incurring tax charges. This course is designed to help attendees understand the various options available, the processing of associated crystallisation events...

CASS Governance & Oversight

Tuesday 6th December 2022, Zoom

£400 per person (£300 for members)

This 3 hour online workshop is intended to provide an understanding of the requirements for good CASS oversight and governance under the FCA regulatory regime. The course will include practical examples of good and bad governance and areas of best practice, which firms should be looking to meet or aspire...

ISA Key Facts Online Workshop

Thursday 8th December 2022, Zoom

£500 per person (£250 for members)

This online course has been designed to provide staff with an overview of the key facts within the ISA regulations.