Press Releases

Read the latest news, press releases and publications here.

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SM&CR – Outsource Considerations for Senior Managers (27 March 2019)

March 27, 2019

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SM&CR – TISA Approach to development of BAU best practice for ‘reasonable steps’ (26 March 2019)

March 26, 2019

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Post Implementation Review – Providing Assurance on Client Assets to the Financial Conduct Authority (15 March 2019)

March 15, 2019

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FCA sets out final rules on the Directory (PS19/7: Finalising the Directory) (12 March 2019)

March 12, 2019

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SM&CR: Finalised Guidance published by FCA on Statements of Responsibilities and Responsibilities Maps (12 March 2019)

March 12, 2019

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TISA response to Guardianship (Missing Persons) Act 2017: Implementing the Act (13 February 2019)

February 13, 2019

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TISA releases updated MiFID II Costs & Charges guide (7 February 2019)

February 7, 2019

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FCA is surveying 30 smaller firms on how FCA regulation impacts them (23 January 2019)

January 23, 2019

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SM&CR – Implementation Considerations (11 December 2018)

December 11, 2018

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