Duration: 3.5 hours | Timings: 9.30-13.00 (a break will be provided)

Risk-based monitoring may seem an obvious and simple concept, but for regulated firms it is often complex and hard to demonstrate to senior management that it has value that befits the investment needed. Is a monitoring programme that checks adherence to a litany of rules effective in a world of “outcomes”, “fairness” and “conduct risk frameworks”? Using worked examples this course aims to introduce approaches to help