Events & training

ISA Transfers Online Workshop

Monday 29th November 2021, GoToWebinar

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

2nd Annual Culture Conference

Tuesday 30th November 2021,

£480 per person (£0 for members)

Join us at TISA’s second annual culture conference to hear about the latest regulatory developments and engage with senior industry leaders on why a healthy corporate culture matters and how to create and retain a culture that embodies diversity and inclusion.

Investment Pathways Forum

A periodic review

Wednesday 1st December 2021, Virtual delivery, GoToWebinar

£399 per person (£249 for members)

The introduction of Investment Pathways in February 2021 was one of the latest consumer protection interventions which stemmed from the Retirement Outcomes Review. With propositions now embedded with firms’ operational processes, we take a review of how these have performed to date, and whether they are functioning and providing the...

TISA Vulnerability Conference

Thursday 2nd December 2021, Virtual delivery, GoToWebinar

£480 per person (£330 for members)

Join us at our Annual Vulnerable Customers Conference, which will explore the latest regulatory developments, address the challenges and illustrate industry best practice. It will further consider if there are lessons to be learned from other industries and deliberate if a cross-sector collaboration, including data sharing, could lead to customers...

Handling an FCA investigation

Practical issues for compliance professionals

Monday 6th December 2021, GoToWebinar

£450 per person (£225 for members)

FCA is using its investigative powers with greater frequency than ever and continuing to pursue “credible deterrence”.  Navigating through an anonymised real case, this course takes a practical view, emphasising the issues affecting compliance professionals.

Operational Resilience Forum

Tuesday 7th December 2021, Virtual delivery, GoToWebinar

£399 per person (£249 for members)

Join our operational resilience forum – the fifth in a series of TISA events on the topic – which will provide a platform to hear from and engage with the Regulator and industry practitioners regarding compliance requirements and key issues and considerations ahead of the 31st March 2022 deadline.

HMRC ISA Returns Online Workshop

Wednesday 8th December 2021, GoToWebinar

£300 per person (£150 for members)

This workshop will guide delegates through all the ISA returns and clarify all the key components that need to be included as well as highlight the recent changes that the government has made to the returns. The workshop will be useful for any individuals who are actively involved in the...

Introduction to ISAs Online Workshop

Wednesday 8th December 2021, Online Workshop

£300 per person (£150 for members)

This online workshop will provide a basic overview of all the key ISA rules. The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

ISA Transfers Online Workshop

Tuesday 18th January 2022,

£400 per person (£200 for members)

This online workshop will look in detail at the key regulatory issues that managers must adhere to in addition to the key areas of the ISA Guidance Notes and industry guidelines that managers should be aware of.

Introduction to ISAs Online Workshop

Thursday 20th January 2022, Online Workshop

£300 per person (£150 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

How to navigate the FCA Handbook 2022

Monday 24th January 2022, Online Workshop 09:30 - 12:30, then break, resuming 13:30 - 16:30 GMT, GoToWebinar

£699 per person (£349 for members)

Using a series of worked examples, this course aims to provide delegates with an overview on how to navigate the FCA Handbook - a vast, sprawling and sometimes seemingly impenetrable document.

ESG Investing Workshop 2022

Tuesday 25th January 2022, GoToWebinar

£450 per person (£225 for members)

This unique half-day ESG workshop provides an interactive format for participants to grow their expertise with respect to ESG investing. It will be the first in a series of sessions focused on building the expertise of participants in sustainable finance for practitioners.

Flexible ISAs Online Workshop 2022

Thursday 27th January 2022, GoToWebinar

£300 per person (£150 for members)

This two hour online workshop is designed to provide an overview of the key operational issues that managers need to be aware of in relation to ISA flexibility.

Client Money Refresh Online Workshop 2022

Recap and Update on CASS Requirements

Tuesday 1st February 2022, Online Workshop

£400 per person (£300 for members)

This online workshop will cover the ongoing training requirements for those engaged in CASS related roles, whether as CASS specialists, operational practitioners or in Compliance or Internal Audit. Participants will receive a refresher of the Client Money requirements within CASS 7, including a recap of the key requirements and updates,...

Additional Permitted Subscriptions - Deceased ISA holders

Tuesday 8th February 2022, GoToWebinar

£400 per person (£200 for members)

This online workshop is designed to provide an overview of the key rules that managers need to be aware of if they have opted to receive additional permitted subscriptions for deceased ISA holders.

Demystifying cyber security in regulated firms 2022

Thursday 10th February 2022,

£450 per person (£225 for members)

This short online course aims to help to position cyber security at the heart of a firm’s monitoring and controls, using traditional techniques (such as the Conduct Risk Framework) and the Senior Managers and Certification regime, as well as helping to identify relevant Guidance and provide ideas on plugging skills...

ISA Qualifying Investments Online Workshop

Tuesday 22nd February 2022, GoToWebinar

£400 per person (£200 for members)

This online workshop will look in detail at how to determine if an investment qualifies to be held within an ISA, taking delegates through the stages of investigation necessary to make a decision.

Junior ISA (JISA) Key Facts Online Workshop

Tuesday 1st March 2022, Online Workshop

£400 per person (£200 for members)

This online workshop has been designed to provide staff with an overview of the key facts within the ISA regulations that relate specifically to Junior ISAs (JISAs).

HMRC ISA Returns Online Workshop

Tuesday 1st March 2022, GoToWebinar

£300 per person (£150 for members)

This workshop will guide delegates through all the ISA returns and clarify all the key components that need to be included as well as highlight the recent changes that the government has made to the returns. The workshop will be useful for any individuals who are actively involved in the...

The Essentials of CASS for Client Money & Custody Assets 2022

Tuesday 8th March 2022, Online Workshop

£500 per person (£400 for members)

This 4 hour online workshop is intended to provide an overview of the key elements of the Client Money and Custody Asset rules set out in the FCA’s CASS 6 & CASS 7 sourcebooks. It is suitable for those with little or no previous experience in this area or for...

ISA Key Facts Online Workshop

Tuesday 15th March 2022, GoToWebinar

£500 per person (£250 for members)

This online course has been designed to provide staff with an overview of the key facts within the ISA regulations.

Best Execution Online Workshop 2022

Wednesday 16th March 2022, Online Workshop

£ per person (£ for members)

Based on experience from multiple best execution projects, this online course highlights the key areas where firms fail and how firms can make their best execution policies genuinely embedded and value-added.

Introduction to ISAs Online Workshop

Thursday 24th March 2022, Online Workshop

£300 per person (£150 for members)

The workshop aims to provide an overview of how the ISA scheme works, what key options are available to ISA investors and what authorised ISA managers need to do to adhere to the ISA regulations.

ISA Repairs & Voids Online Workshop

Thursday 24th March 2022, GoToWebinar

£400 per person (£200 for members)

This online workshop takes delegates through the various steps involved when carrying out an ISA repair or an ISA void including the removal of the necessary investments or cash and the tax implications for both the ISA manager and the investor. The session will cover the repairing or voiding of...

Powers of Attorney Key Facts

Thursday 31st March 2022,

£300 per person (£150 for members)

This TISA training course has been designed to provide staff with an overview of the key facts about Powers of Attorney. There is a vast amount of information available from various sources on Powers of Attorney and this course aims to consolidate and condense the key areas to give a...