Client Assets Technical Committee

Client Assets Technical Committee


The Client Assets (CASS) Technical Committee brings together firms from every part of the financial services industry to identify key issues arising from the need to protect customer assets without increasing costs, complexities and time.

Areas of Focus

  • Establishing and developing a CASS best practice forum that is shared with members.
  • Engaging and making recommendations to the FCA on behalf of members.
  • Development of best practice in CASS.

Lisa Laybourn, Head of Technical Policy and Regulation leads on this work at TISA

Participating member firms

Chair: Mike Simms, Elevate

Deputy: Nick Kinseley, RBC

A J Bell Securities Limited


Aegon UK Plc

Arbuthnot Latham & Co Ltd

Aviva UK Insurance

Baillie Gifford & Co

Barclays PLC

Barclays Wealth

BNY Mellon

Bovill Limited

Brewin Dolphin Ltd

Brooks Macdonald Asset Management Ltd

Canada Life Ltd

Cazenove Capital Management

Charles Stanley & Co Ltd

Close Brothers Asset Management

CMS Cameron McKenna Nabarro Olswang LLP

Computershare Investor Services plc

Coutts & Co

Cushon Money Limited

Duff & Phelps

EFG Private Bank

Embark Platform


Fidelity International

Halifax Share Dealing Ltd

Hargreaves Lansdown


Interactive Investor


Investec Bank Plc

Investec Wealth & Investment Limited

JM Finn & Co

JPMorgan Asset Management

Killik & Co LLP


L & G plc

LGT Vestra

Link Group

Lloyds Banking Group


M&G Investments

Maitland Administration Services Limited

Merian Global Investors



Ninety One UK

Northern Trust

Nucleus Financial Group Limited

Old Mutual Wealth


Orbis Investments (U.K.) Limited

Parmenion Capital Partners LLP

Pinsent Masons LLP

Prin10 Limited

Punter Southall Wealth Limited

Quilter PLC

Raymond James Investment Services Limited

RBC Investor & Treasury Services

Redmayne Bentley

Rowan Dartington & Co Ltd

Royal Bank of Scotland

Santander Asset Management UK Limited

Santander UK Plc

Scottish Widows Plc

SEI Investment (Europe) Ltd

Seven Investment Management

Smith & Williamson Investment Services Ltd


St James’s Place Wealth Management

Standard Life Plc

T Rowe Price

Target Group

The Share Centre Ltd

Thesis Asset Management


Walbrook Partners

Walker Crips Investment Management Limited

WealthKernel Limited

Wesleyan Assurance Society

Winterflood Securities Limited

If you are a TISA member, and would like to get involved with the CASS work, please get in touch

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