The Client Assets (CASS) Technical Committee brings together firms from every part of the financial services industry to identify key issues arising from the need to protect customer assets without increasing costs, complexities and time.
Graham Bateman, Regulation Executive leads on this work at TISA.
Areas of focus
Making recommendations to the FCA for clarification and changes to rules relating to the CASS rulebook.
Development of best practice in CASS, such as Resolution Packs, Mandates, Reconciliations, CMAR, etc.
Firms who are members of/participating
Chair: Mike Simms, Elevate
Deputy: Nick Kinseley, BNY Mellon
A J Bell Securities Limited Alliance Trust Savings Ltd Arbuthnot Latham & Co Ltd Aviva Investors Aviva UK Insurance Baillie Gifford & Co Barclays PLC Barclays Wealth BNY Mellon Brewin Dolphin Ltd Brooks Macdonald AM Ltd Cazenove Capital Management Charles Stanley & Co Ltd Close Brothers Asset Management CMS CMNO LLP Computershare Investor Services plc Coutts & Co Duff & Phelps EFG Harris Allday Elevate, Standard Life Equiniti Fidelity International Fidelity Worldwide Investments Folk2Folk GBST Wealth Management Genpact Open Wealth Goji Financial Services Halifax Share Dealing Ltd Hargreaves Lansdown HSBC Bank Plc HSBC Holdings Plc Interactive Investor Invesco Investec Asset Management Investec Bank Plc Investec WIN James Hay Partnership JM Finn & Co JPMorgan Asset Management (UK) Ltd
Jupiter Asset Management KPMG L & G plc LGT Vestra Link Asset Services Lloyds Banking Group M & G Investments Maitland Administration Services Ltd Merian Global Investors Nationwide Building Society Northern Trust Nucleus Financial Group Ltd NW Brown & Company Old Mutual Wealth OneFamily Orbis Investments (U.K.) Limited Parmenion Capital Partners LLP Prin10 Limited Raymond James IS Limited RBC Investor & Treasury Services Rowan Dartington & Co Ltd Royal Bank of Scotland SS&C DST Santander Asset Management UK Ltd Scottish Widows Plc SEI Investment (Europe) Ltd Seven Investment Management Smarter Financial Services LLP Smith & Williamson IS Ltd St. James’s Place Wealth Management Standard Life Aberdeen Plc T.Rowe Price Target Loan Servicing Thesis Asset Management Vanguard Asset Management Limited Walbrook Partners Walker Crips IM Limited Wesleyan Assurance Society Winterflood Business Services
If you are a TISA member, and would like to get involved with the Client Assets work, please get in touch at email@example.com